-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZG7jiOp6LkON2FdoGs7kBsX4idoDz7o8ggvF9Ig0AOOMR0eqxme+VmyeqvLXpRe Udf1AXsGoq4UnpyXJBQNpw== 0000927016-00-000508.txt : 20000215 0000927016-00-000508.hdr.sgml : 20000215 ACCESSION NUMBER: 0000927016-00-000508 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN POWER CONVERSION CORPORATION CENTRAL INDEX KEY: 0000835910 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 042722013 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-40107 FILM NUMBER: 538780 BUSINESS ADDRESS: STREET 1: 132 FAIRGROUNDS RD CITY: WEST KINGSTON STATE: RI ZIP: 02892 BUSINESS PHONE: 4017895735 MAIL ADDRESS: STREET 1: 132 FAIRGROUNDS ROAD CITY: WEST KINGSTON STATE: RI ZIP: 02892 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RASMUSSEN NEIL E CENTRAL INDEX KEY: 0000903065 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O AMERICAN POWER CONVERSION CORP STREET 2: 755 MIDDLESEX TNPK CITY: BILLERICA STATE: MA ZIP: 01821 BUSINESS PHONE: 4017895735 MAIL ADDRESS: STREET 1: C/O AMERICAN POWER CONVERSION CORP STREET 2: 755 MIDDLESEX TRPK CITY: BILLERICA STATE: MA ZIP: 01821 SC 13G/A 1 SCHEDULE 13G/A ------------------------------- / OMB APPROVAL / ------------------------------- / OMB Number: 3235-0145 / / Expires: November 30, 1999 / / Estimated average burden / / hours per response....14.90 / ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* ---- American Power Conversion Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 029066 10 7 ------------------------------ (CUSIP Number) 12/31/99 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 029066 10 7 13G PAGE 2 OF 5 ----------- ----------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). Neil E. Rasmussen ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 9,401,744 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 160,424 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 8,794,220 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 767,948 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 9,562,168 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [X] See Item 4 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 4.96% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: American Power Conversion Corporation. -------------- Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- P.O. Box 278, 132 Fairgrounds Road, West Kingston, Rhode Island 02892. Item 2(a). Name of Person Filing: Neil E. Rasmussen --------------------- Item 2(b). Address of Principal Business Office or, if None, Residence: ----------------------------------------------------------- The address of the principal business office of Mr. Rasmussen is: 755 Middlesex Turnpike, Billerica, MA 01821. Item 2(c). Citizenship: Mr. Rasmussen is a United States citizen. ----------- Item 2(d). Title of Class of Securities: Common Stock, $.01 par value per ---------------------------- share. Item 2(e). CUSIP Number: 029066-10-7 ------------- Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Securities Exchange Act of 1934 (the "Act"). (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) [ ] Investment Advisor registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F) of the Act . (g) [ ] Parent Holding Company, in accordance with Rule 13d-1(b)(ii)(G) of the Act. (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H) of the Act. Not Applicable. Item 4. Ownership. --------- (a) Mr. Rasmussen may be deemed to own beneficially 9,562,168 shares of Common Stock as of December 31, 1999. Such shares include 607,524 shares currently allocated to him under the Company's Employee Stock Ownership Plan ("ESOP"). In addition, Mr. Rasmussen is a co-trustee of the ESOP, and as such may be deemed to be the beneficial owner of the 8,824,654 shares currently held by the ESOP. Mr. Rasmussen disclaims beneficial ownership of those 8,824,654 shares other than the 607,524 shares allocated to him. The 9,562,168 shares which Mr. Rasmussen may be deemed to beneficially own also includes 160,424 shares owned by the Neil and Anna Rasmussen Foundation of which Mr. Rasmussen is a co-trustee. Mr. Rasmussen disclaims beneficial ownership of those 160,424 shares held by such trust. (b) Percent of Class: 4.96% (based on the 192,595,000 shares of Common Stock reported to be outstanding on November 4, 1999 in the Quarterly Report on Form 10-Q of American Power Conversion Corporation for the quarter ended September 26, 1999). (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 9,401,744 shares (ii) shared power to vote or to direct the vote: 160,424 shares (iii) sole power to dispose or direct the disposition of: 8,794,220 shares (iv) shared power to dispose or to direct the disposition of: 767,948 shares * Information as to ESOP numbers contained herein do not reflect final adjustments or allocations for fiscal year ended December 31, 1999. Item 5. Ownership of Five Percent or Less of a Class. -------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. --------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------------------------------ Not Applicable. Item 10. Certification. ------------- Not Applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b). SIGNATURES ---------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 2000 /s/ Neil E. Rasmussen ---------------------------- Neil E. Rasmussen -----END PRIVACY-ENHANCED MESSAGE-----